COMPLIANCE CASE STUDIES
Serious misconduct leads to termination
Issued: Last modified: 6 June 2023 Date of decision: 30 March 2023
Tax agent claiming fraudulent refunds
Issued: Last modified: 22 May 2023 Date of decision: 2 March 2023
Tax agent company hit with an education order
Issued: Last modified: 22 May 2023 Date of decision: 2 March 2023
Fraudulent R&D tax offsets uncovered
Issued: Last modified: 18 May 2023 Date of decision: 19 April 2023
Extensive serious Code breaches lead to termination
Issued: Last modified: 16 May 2023 Date of decision: 2 March 2023
AAT supports our decision to terminate dishonest tax agent
Issued: Last modified: 5 May 2023 Date of decision: 14 April 2023
Issued: Last modified: 3 May 2023 Date of decision: 9 February 2023
Fraudulent BAS agent terminated
Issued: Last modified: 3 May 2023 Date of decision: 9 February 2023
Dishonesty and substantial tax debts lead to termination
Issued: Last modified: 4 April 2023 Date of decision: 19 January 2023
Tax agent found guilty of fraud
Issued: Last modified: 4 April 2023 Date of decision: 19 January 2023
Jail time for former tax agent
Issued: Last modified: 22 March 2023 Date of decision: 8 February 2023
Deceitful tax agent loses their registration
Issued: Last modified: 21 March 2023 Date of decision: 26 May 2022
Company’s serious misconduct ends its registration
Issued: Last modified: 21 March 2023 Date of decision: 26 May 2022
Tax agent commits dishonest acts relating to COVID-19 support payments
Issued: Last modified: 17 February 2023 Date of decision: 8 December 2022
Prolonged overdue personal tax obligations results in termination and a 2-year ban
Issued: Last modified: 10 February 2023 Date of decision: 3 November 2022
Tax agent shows disregard for tax laws, the TPB and ATO
Issued: Last modified: 10 February 2023 Date of decision: 24 November 2022
Repeated disregard of tax laws and incompetent services lead to registration termination
Issued: Last modified: 30 November 2022 Date of decision: 15 September 2022
Tax agent’s lack of reasonable care lead to tax shortfalls and penalties for clients
Issued: Last modified: 30 November 2022 Date of decision: 15 September 2022
Tax agent banned from providing services to SMSF clients
Issued: Last modified: 14 November 2022 Date of decision: 25 August 2022
Failing to disclose disciplinary action affects fitness and propriety
Issued: Last modified: 14 November 2022 Date of decision: 25 August 2022